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Trade compliance
Results: 881

#	Item
641	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-21 09:50:51 Financial system Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities Exchange Act Asset-backed security Self-regulatory organization Trade Reporting And Compliance Engine OTC Bulletin Board United States securities law Finance Financial regulation
642	Order Granting Approval of Proposed Rule Change to Adopt FINRA Rule[removed]Forwarding of Proxy and Other Issuer-Related Materials) in the Consolidated FINRA Rulebook Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-25 12:42:12 Financial Industry Regulatory Authority Financial system Securities Exchange Act Business U.S. Securities and Exchange Commission Selling away Trade Reporting And Compliance Engine United States securities law Self-regulatory organizations Financial regulation
643	Notice of Filing of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded TBA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-05 17:28:54 Business United States housing bubble Securities Structured finance Financial Industry Regulatory Authority Trade Reporting And Compliance Engine Asset-backed security U.S. Securities and Exchange Commission Securities Exchange Act United States securities law Financial economics Finance
644	Notice of Filing of Proposed Rule Change to Amend Certain Trade Reporting and Compliance Rules Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-03 13:07:21 Financial system Trade Reporting And Compliance Engine Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Broker-dealer Asset-backed security Self-regulatory organization Form 144 United States securities law Financial economics Finance
645	ADVERTISING SELF-REGULATORY COUNCIL/COUNCIL OF BETTER BUSINESS BUREAUS ONLINE INTEREST-BASED ADVERTISING ACCOUNTABILITY PROGRAM ADMINISTRATIVE CLOSURE Add to Reading List Source URL: www.asrcreviews.org Language: English - Date: 2013-10-10 16:59:53 Privacy Regulatory compliance Federal Trade Commission FTC regulation of behavioral advertising
646	SECURITIES AND EXCHANGE COMMISSION (Release No[removed], File No. SR-FINRA[removed]January 16, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-17 09:48:34 Financial economics Business Trade Reporting And Compliance Engine Securities Exchange Act U.S. Securities and Exchange Commission Security ACT United States securities law Financial regulation Financial Industry Regulatory Authority
647	Imported Fire Ant Quarantine United States Department of Agriculture Animal and Plant Add to Reading List Source URL: www.aphis.usda.gov Language: English - Date: 2011-12-06 11:07:42 Agriculture in the United States Health Biology Economy of the United States Smuggling Interdiction and Trade Compliance Animal and Plant Health Inspection Service Quarantine United States Department of Agriculture
648	commerce germany O F F I C I A L P U B L I C AT I O N O F T H E A M E R I C A N C H A M B E R O F C O M M E R C E I N G E R M A N Y March 2012 s Add to Reading List Source URL: www.amcham.de Language: English - Date: 2012-03-01 04:04:14 American Chamber of Commerce to the European Union World Trade Organization Regulatory compliance Standardization Technical standard Non-tariff barriers to trade Standards Chambers of commerce Business
649	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 24, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc; Order Instituting Proceedings to Determ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-25 20:51:41 Stock market Business 73rd United States Congress United States Securities and Exchange Commission Finance Trade Reporting And Compliance Engine Securities Exchange Act Financial Industry Regulatory Authority Security United States securities law Financial economics Investment
650	Canadian Association of Importers and Exporters Inc. Association canadienne des importateurs and exportateurs inc. Mailing Address: Add to Reading List Source URL: www.cta-otc.gc.ca Language: English - Date: 2014-05-27 11:11:58 Financial economics Limited liability partnership Partnerships Trade compliance Insurance Liability insurance Law Structure Financial institutions Institutional investors Types of insurance

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